Defendant Name:
Brian A. Beatty
Defendant Type:
Individual
Document Reference:
judg25902-beatty
Document Details
Legal Case Name
SEC (Plaintiff) v. SAExploration Holdings, Inc., Jeffrey H. Hastings, Brent N. Whiteley, Brian A. Beatty, and Michael J. Scott, (Defendants), and Thomas W. O'Neill, and Lori E. Hastings, (Relief Defendants)
Document Name
Final Judgment as to Defendant Brian A. Beatty
Document Date
15-Nov-2023
Document Format
Civil Proceeding
Case Number
20-cv-08423
Federal District Court
New York, Southern District of New York
Federal District Judge
Paul G. Gardephe
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
Monetary Penalties:
Disgorgement
Individual:
$219,940.00
Shared:
Pre-Judgment Interest
Individual:
$41,763.00
Shared:
Clawback provision ex Section 304 SOX
Individual:
$441,995.00
Shared:
Other Defendants in Action:
