Defendant Name:
Michael J. Scott
Defendant Type:
Individual
Document Reference:
court_doc94_20-cv-08423
Document Details
Legal Case Name
SEC (Plaintiff) v. SAExploration Holdings, Inc., Jeffrey H. Hastings, Brent N. Whiteley, Brian A. Beatty, and Michael J. Scott, (Defendants), and Thomas W. O'Neill, and Lori E. Hastings, (Relief Defendants)
Document Name
Judgement as to Defendant Michael J. Scott
Document Date
29-Jun-2021
Document Format
Civil Proceeding
Case Number
20-cv-08423
Federal District Court
New York, Southern District of New York
Federal District Judge
Paul G. Gardephe
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Enjoinment
The Court ordered that: "Defendant shall pay disgorgement of ill-gotten gains and prejudgment interest thereon, and that the amount of the disgorgement shall be determined by the Court upon motion of the Commission. Upon motion of the Commission, the Court shall determine whether it is appropriate to order a civil penalty . . . and, if so, the amount of the civil penalty."
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
Monetary Penalties:
Disgorgement
(Penalty was noted in document, but no amount was listed)
Pre-Judgment Interest
(Penalty was noted in document, but no amount was listed)
Other Defendants in Action:
