Defendant Name:
Sequential Brands Group, Inc.
Defendant Type:
Public Company
Document Reference:
LR-25289
Document Details
Legal Case Name
SEC v. Sequential Brands Group, Inc.
Document Name
SEC Obtains Final Judgment Against Sequential Brands Groups, Inc. for Failing to Timely Impair Goodwill
Document Date
15-Dec-2021
Document Format
Civil Proceeding
Case Number
20-cv-10471
Federal District Court
New York, Southern District of New York
Allegation Type
Issuer Reporting and Disclosure
Document Summary
The SEC: "announced that Sequential Brands Group, Inc., agreed to the entry of a final judgment permanently enjoining Sequential from future violations of the antifraud provision of Section 17(a)(3) of the Securities Act of 1933 and certain reporting, books and records, and internal control provisions under the Securities Exchange Act of 1934. The U.S. District Court for the Southern District of New York entered the final judgment against Sequential on December 1, 2021."
Disgorgement & Penalty Information