Defendant Name:
Schwab Investments
Defendant Type:
Other
Document Reference:
2011-7
Document Details
Legal Case Name
SEC v. Charles Schwab Investment Management, Inc.; Charles Schwab & Co., Inc; and Schwab Investments
Document Name
SEC Charges Schwab Entities and Two Executives With Making Misleading Statements; Schwab Entities to Pay More Than $118 Million to Settle SEC Charges
Document Date
11-Jan-2011
Document Format
Civil Proceeding
Case Number
11-cv-00136
Federal District Court
California, Northern District of California
Allegation Type
Securities Offering
Disgorgement & Penalty Information
Resolutions
None Specified
Fair Funds
Other Defendants in Action:
