Defendant Name: Schwab Investments

Defendant Type: Other

Document Reference: comp21806

Document Details

Legal Case Name SEC v. Charles Schwab Investment Management, Inc.; Charles Schwab & Co., Inc.; and Schwab Investments
Document Name Complaint
Document Date 11-Jan-2011
Document Format Civil Proceeding
Case Number 11-cv-00136
Federal District Court California, Northern District of California
Allegation Type Securities Offering
Document Summary

Related Documents:

2011-7 11-Jan-2011 Press Release--Civil Action
SEC Charges Schwab Entities and Two Executives With Making Misleading Statements; Schwab Entities to Pay More Than $118 Million to Settle SEC Charges
LR-21806 11-Jan-2011 Litigation Release
SEC Charges Schwab Entities With Making Misleading Statements
court_doc12_11-cv-00136 16-Feb-2011 Court Docket Document
Final Judgment as to Defendants Charles Schwab Investment Management, Charles Schwab & Co., and Schwab Investments

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Randall Merk
Kimon P. Daifotis
In the Matter Randall Merk
Randall Merk
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