Defendant Name: Schwab Investments

Defendant Type: Other

Document Reference: court_doc12_11-cv-00136

Document Details

Legal Case Name SEC v. Charles Schwab Investment Management, Charles Schwab & Co., Inc., and Schwab Investments
Document Name Final Judgment as to Defendants Charles Schwab Investment Management, Charles Schwab & Co., and Schwab Investments
Document Date 16-Feb-2011
Document Format Civil Proceeding
Case Number 11-cv-00136
Federal District Court California, Northern District of California
Federal District Judge William H. Alsup
Allegation Type Securities Offering
Document Summary

Related Documents:

2011-7 11-Jan-2011 Press Release--Civil Action
SEC Charges Schwab Entities and Two Executives With Making Misleading Statements; Schwab Entities to Pay More Than $118 Million to Settle SEC Charges
LR-21806 11-Jan-2011 Litigation Release
SEC Charges Schwab Entities With Making Misleading Statements
comp21806 11-Jan-2011 Complaint
Complaint

Related Actions:

In the Matter of Charles Schwab Investment Management; Charles Schwab & Co., Inc; and Schwab Investments
SEC v. Kimon P. Daifotis and Randall Merk
In the Matter Randall Merk
In the Matter of Kimon P. Daifotis