Defendant Name: Thomas Fisher

Defendant Type: Individual

Document Reference: court_doc88_07-cv-04483

Document Details

Legal Case Name SEC v. Thomas Fisher, Kathleen Halloran and George Behrens
Document Name Final Judgment as to Defendant Thomas Fisher
Document Date 03-Aug-2010
Document Format Civil Proceeding
Case Number 07-cv-04483
Federal District Court Illinois, Northern District of Illinois
Federal District Judge James B. Zagel
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Monetary Penalties:


Individual:     $522,725.00 Shared:    

Pre-Judgment Interest

Individual:     $302,275.00 Shared:    

Total Penalty

Individual:     $825,000.00 Shared:    

Related Documents:

comp20233 09-Aug-2007 Complaint

Other Defendants in Action:

Related Actions:

SEC v. Nicor Inc. and Jeffrey L. Metz