Defendant Name: Leonardo Maceiras Jr.

Defendant Type: Individual

Document Reference: 34-63377

Document Details

Legal Case Name In the Matter of Leonard Maceiras Jr.
Document Name Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions
Document Date 26-Nov-2010
Document Format Administrative Proceeding
File Number 3-14140
Allegation Type Securities Offering
Document Summary

Disgorgement & Penalty Information

Resolutions
Bars:
  • Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)

Related Actions:

SEC v. Regions Bank
SEC v. U.S. Pension Trust Corp., U.S. College Trust Corp., Iliana Madeiras, Leonardo Madeiras Jr., Nildo Verdeja
In the Matter of U.S. Pension Trust Corp.
In the Matter of U.S. College Trust Corp.
In the Matter of Iliana Maceiras
In the Matter of Nildo Verdeja
In the Matter of Regions Bank