Defendant Name: James B. Kinney

Defendant Type: Individual

Document Reference: court_doc54_07-cv-02058

Document Details

Legal Case Name SEC v. Frank A. Dunn, Douglas C. Beatty, Michael J. Gollogly, Maryanne E. Pahapill (a.k.a. Mary Anne Poland), Douglas A. Hamilton, Craig A. Johnson, James B. Kinney and Kenneth R.W. Taylor
Document Name Final Judgement as to Defendant James B. Kinney
Document Date 02-May-2008
Document Format Civil Proceeding
Case Number 07-cv-02058
Federal District Court New York, Southern District of New York
Federal District Judge Loretta A. Preska
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

  • Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:


Individual:     $52,000.00 Shared:    

Civil Penalty

Individual:     $75,000.00 Shared:    

Pre-Judgment Interest

Individual:     $16,481.00 Shared:    

Total Penalty

Individual:     $143,481.00 Shared:    

Related Documents:

comp20275 12-Sep-2007 Complaint
Amended Complaint

Related Actions:

SEC v. Nortel Networks Corporation and Nortel Networks Limited
In the Matter of James B. Kinney, CMA