Defendant Name:
James B. Kinney
Defendant Type:
Individual
Document Reference:
court_doc54_07-cv-02058
Document Details
Legal Case Name
SEC v. Frank A. Dunn, Douglas C. Beatty, Michael J. Gollogly, Maryanne E. Pahapill (a.k.a. Mary Anne Poland), Douglas A. Hamilton, Craig A. Johnson, James B. Kinney and Kenneth R.W. Taylor
Document Name
Final Judgement as to Defendant James B. Kinney
Document Date
02-May-2008
Document Format
Civil Proceeding
Case Number
07-cv-02058
Federal District Court
New York, Southern District of New York
Federal District Judge
Loretta A. Preska
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:
Disgorgement
Individual:
$52,000.00
Shared:
Civil Penalty
Individual:
$75,000.00
Shared:
Pre-Judgment Interest
Individual:
$16,481.00
Shared:
Total Penalty
Individual:
$143,481.00
Shared:
Other Defendants in Action:
