Defendant Name:
Steven A. Splain
Defendant Type:
Individual
Document Reference:
34-92503
Document Details
Legal Case Name
In the Matter of Steven A. Splain, CPA
Document Name
Order instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions
Document Date
26-Jul-2021
Document Format
Administrative Proceeding
AAER
4232
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Bars:
- Bar on practicing before the SEC as an Accountant (of unspecified duration)
