Defendant Name: Steven A. Splain

Defendant Type: Individual

Document Reference: 34-92503

Document Details

Legal Case Name In the Matter of Steven A. Splain, CPA
Document Name Order instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions
Document Date 26-Jul-2021
Document Format Administrative Proceeding
File Number 3-20439
AAER 4232
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

  • Bar on practicing before the SEC as an Accountant (of unspecified duration)

Related Actions:

SEC v. Michael A. Carroll, Michael V. Pappagallo, Steven A. Splain, and Michael Mortimer
In the Matter of Brixmor Property Group Inc.
In the Matter of Michael Mortimer