Defendant Name: Douglas W. McFaddin

Defendant Type: Individual

Document Reference: court_doc245_09-cv-02238

Document Details

Legal Case Name SEC v. Charles E. Lecroy and Douglas W. MacFaddin
Document Name Final Judgment as to Defendant Douglas MacFaddin
Document Date 04-Dec-2015
Document Format Civil Proceeding
Case Number 09-cv-02238
Federal District Court Alabama, Northern District of Alabama
Federal District Judge Abdul K. Kallon
Allegation Type Municipal Securities & Public Pensions
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Monetary Penalties:

Disgorgement

Individual:     $166,801.00 Shared:    

Pre-Judgment Interest

Individual:     $34,423.00 Shared:    

Total Penalty

Individual:     $201,224.00 Shared:    

Related Documents:

comp21280 04-Nov-2009 Complaint
Complaint

Other Defendants in Action:

Related Actions:

In the Matter of J.P. Morgan Securities Inc.
Test_Anat
David Amsel
SEC v. Larry P. Langford, William B. Blount, Blount Parrish & Co., Inc, and Albert W. LaPierre