Defendant Name: Bret Naggs

Defendant Type: Individual

Document Reference: 34-98306

Document Details

Legal Case Name In the Matter of Bret Naggs
Document Name Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions
Document Date 07-Sep-2023
Document Format Administrative Proceeding
File Number 3-21621
AAER 4455
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Bars:
  • Bar on practicing before the SEC as an Accountant for 1 year

Related Actions:

In the Matter of Roadrunner Transportation Systems, Inc.
SEC v. Peter Armbruster, Bret Naggs and Mark Wogsland
In the Matter of Mark Wogsland