Defendant Name:
Douglas L. Bates
Defendant Type:
Individual
Document Reference:
34-72951
Document Details
Legal Case Name
In the Matter of Douglas L. Bates
Document Name
Order of Forthwith Suspension Pursuant to Rule 102(e)(2) of the Commission's Rules of Practice
Document Date
02-Sep-2014
Document Format
Administrative Proceeding
Allegation Type
Securities Offering
Disgorgement & Penalty Information
Resolutions
None Specified
Bars:
- Bar on practicing before the SEC as an Attorney (of unspecified duration)
