Defendant Name: Lavos, LLC

Defendant Type: Other

Initial Case Details

Legal Case Name In the Matter of Manish Singh and Lavos, LLC
First Document Date 10-Apr-2017
Initial Filing Format Administrative Action
File Number 3-17920
Allegation Type Market Manipulation

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a)(1)
• Sec 17(a)(3)
Other
• Section 17(b) Securities Act

Related Violations Alleged

Lavos, LLC is alleged to have aided and abetted Lidingo Holdings, LLC's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
Lavos, LLC is alleged to have aided and abetted Lidingo Holdings, LLC's violation of Sec 17(a) (Not specified) of the Securities Act (willfully/knowingly).
Lavos, LLC is alleged to have aided and abetted Lidingo Holdings, LLC's violation of Section 17(b) Securities Act (willfully/knowingly).

Resolutions

First Resolution Date 10-Apr-2017

Related Documents:

33-10346_3-17914 10-Apr-2017 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

Manish Singh

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