Defendant Name:
Brian Nichols
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Lidingo Holdings, LLC, Kamilla Bjorlin, Andrew Hodge, Brian Nichols, and Vincent Cassano
First Document Date
10-Apr-2017
Initial Filing Format
Civil Proceeding
Case Number
17-cv-01600
Allegation Type
Market Manipulation
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Director—Paid Writer at Lidingo Holdings, LLC (February 2012—March 2014)
- Former: Paid Writer at Lidingo Holdings, LLC (February 2012—March 2014)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Section 17(b) Securities Act
Additionally,
Kamilla Bjorlin is alleged to have aided and abetted Brian Nichols's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Andrew Hodge is alleged to have aided and abetted Brian Nichols's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Kamilla Bjorlin is alleged to have aided and abetted Brian Nichols's violation of Sec 17(a)(1) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted Brian Nichols's violation of Sec 17(a)(1) of the Securities Act.
Kamilla Bjorlin is alleged to have aided and abetted Brian Nichols's violation of Sec 17(a)(2) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted Brian Nichols's violation of Sec 17(a)(2) of the Securities Act.
Kamilla Bjorlin is alleged to have aided and abetted Brian Nichols's violation of Sec 17(a)(3) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted Brian Nichols's violation of Sec 17(a)(3) of the Securities Act.
Kamilla Bjorlin is alleged to have aided and abetted Brian Nichols's violation of Section 17(b) Securities Act.
Andrew Hodge is alleged to have aided and abetted Brian Nichols's violation of Section 17(b) Securities Act.
Related Violations Alleged
Brian Nichols is alleged to have aided and abetted an unidentified individual or entity's violation of Section 17(b) Securities Act.
Brian Nichols is alleged to have aided and abetted
Lidingo Holdings, LLC's violation of Section 17(b) Securities Act.
Resolutions
First Resolution Date
08-Jan-2020
Headline Total Penalty and Disgorgement
$133,703
Other Defendants in Action:
