Defendant Name:
Vincent Cassano
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Lidingo Holdings, LLC, Kamilla Bjorlin, Andrew Hodge, Brian Nichols, and Vincent Cassano
First Document Date
10-Apr-2017
Initial Filing Format
Civil Proceeding
Case Number
17-cv-01600
Allegation Type
Market Manipulation
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Paid Writer at Lidingo Holdings, LLC (November 2011—April 2013)
- Former: Paid Writer at Lavos, LLC (August 2011—November 2011)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Section 17(b) Securities Act
Additionally,
Kamilla Bjorlin is alleged to have aided and abetted Vincent Cassano's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Andrew Hodge is alleged to have aided and abetted Vincent Cassano's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Kamilla Bjorlin is alleged to have aided and abetted Vincent Cassano's violation of Sec 17(a)(1) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted Vincent Cassano's violation of Sec 17(a)(1) of the Securities Act.
Kamilla Bjorlin is alleged to have aided and abetted Vincent Cassano's violation of Sec 17(a)(2) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted Vincent Cassano's violation of Sec 17(a)(2) of the Securities Act.
Kamilla Bjorlin is alleged to have aided and abetted Vincent Cassano's violation of Sec 17(a)(3) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted Vincent Cassano's violation of Sec 17(a)(3) of the Securities Act.
Kamilla Bjorlin is alleged to have aided and abetted Vincent Cassano's violation of Section 17(b) Securities Act.
Andrew Hodge is alleged to have aided and abetted Vincent Cassano's violation of Section 17(b) Securities Act.
Resolutions
First Resolution Date
10-Apr-2018
Headline Total Penalty and Disgorgement
$15,139
Other Defendants in Action:
