Defendant Name:
Andrew Hodge
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Lidingo Holdings, LLC, Kamilla Bjorlin, Andrew Hodge, Brian Nichols, and Vincent Cassano
First Document Date
10-Apr-2017
Initial Filing Format
Civil Proceeding
Case Number
17-cv-01600
Allegation Type
Market Manipulation
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Stock Promoter at Lidingo Holdings, LLC (December 2011—March 2014)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Section 17(b) Securities Act
Related Violations Alleged
Andrew Hodge is alleged to have aided and abetted
Lidingo Holdings, LLC's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Andrew Hodge is alleged to have aided and abetted
Brian Nichols's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Andrew Hodge is alleged to have aided and abetted
Vincent Cassano's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Andrew Hodge is alleged to have aided and abetted
Lidingo Holdings, LLC's violation of Sec 17(a)(1) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted
Brian Nichols's violation of Sec 17(a)(1) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted
Vincent Cassano's violation of Sec 17(a)(1) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted
Lidingo Holdings, LLC's violation of Sec 17(a)(2) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted
Brian Nichols's violation of Sec 17(a)(2) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted
Vincent Cassano's violation of Sec 17(a)(2) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted
Lidingo Holdings, LLC's violation of Sec 17(a)(3) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted
Brian Nichols's violation of Sec 17(a)(3) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted
Vincent Cassano's violation of Sec 17(a)(3) of the Securities Act.
Andrew Hodge is alleged to have aided and abetted
Lidingo Holdings, LLC's violation of Section 17(b) Securities Act.
Andrew Hodge is alleged to have aided and abetted
Brian Nichols's violation of Section 17(b) Securities Act.
Andrew Hodge is alleged to have aided and abetted
Vincent Cassano's violation of Section 17(b) Securities Act.
Resolutions
Bars:
- Bar from participating in any penny stock offering for 5 years
First Resolution Date
08-Jan-2020
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
