Defendant Name: Southern Biotech, Inc.

Defendant Type: Other

Initial Case Details

Legal Case Name SEC v. Barry C. Honig, John Stetson, Michael Brauser, John R. O'Rourke III, Mark Groussman, Phillip Frost, Robert Ladd, Elliot Maza, Brian Keller, John H. Ford, Fil Alpha Capital Anstalt, ATG Capital LLC, Frost Gamma Investments Trust, GRQ Consultants, Inc., HS Contrarian Investments, LLC, Grander Holdings, Inc., Melechdavid, Inc., OPKO Health, Inc., Southern Biotech, Inc., and Stetson Capital Investments Inc.
First Document Date 07-Sep-2018
Initial Filing Format Civil Proceeding
Case Number 18-cv-08175
Allegation Type Market Manipulation
Federal District Court New York, Southern District of New York

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a)(1)
• Sec 17(a)(3)
Other
• Securities Violation Section 13(d); Rule 13d-1(a) Exchange Act

Resolutions

First Resolution Date

Related Documents:

comp24262 07-Sep-2018 Complaint
Complaint and Jury Demand

Other Defendants in Action:

Opko Health Inc.
Alpha Capital Anstalt
ATG Capital LLC
Frost Gamma Investments Trust
GRQ Consultants, Inc.
HS Contrarian Investments, LLC
Grander Holdings, Inc.
Melechdavid, Inc.
Stetson Capital Investments, Inc.
Barry C. Honig
John Stetson
John H. Ford
Michael Brauser
Brian Keller
John R. O'Rourke III
Elliot Maza
Robert Ladd
Phillip Frost
Mark Groussman