Defendant Name: Elliot Maza

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Barry C. Honig, John Stetson, Michael Brauser, John R. O'Rourke III, Mark Groussman, Phillip Frost, Robert Ladd, Elliot Maza, Brian Keller, John H. Ford, Fil Alpha Capital Anstalt, ATG Capital LLC, Frost Gamma Investments Trust, GRQ Consultants, Inc., HS Contrarian Investments, LLC, Grander Holdings, Inc., Melechdavid, Inc., OPKO Health, Inc., Southern Biotech, Inc., and Stetson Capital Investments Inc.
First Document Date 07-Sep-2018
Initial Filing Format Civil Proceeding
Case Number 18-cv-08175
Allegation Type Market Manipulation
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Sec 20(e)
Securities Act
• Sec 17(a)(1)
• Sec 17(a)(2)
• Sec 17(a)(3)
• Sec 17(a) (Not specified)

Related Violations Alleged

Elliot Maza is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 15(d) of the Exchange Act.
Elliot Maza is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 15d-1 Exchange Act.

Resolutions

First Resolution Date 27-Mar-2019

Related Documents:

comp24262 07-Sep-2018 Complaint
Complaint and Jury Demand
comp24431 08-Mar-2019 Complaint
First Amended Complaint and Jury Demand
court_doc110_18-cv-08175 27-Mar-2019 Court Docket Document
Judgment as to Defendant Elliot Maza
comp24771 16-Mar-2020 Complaint
Second Amended Complaint and Jury Demand

Other Defendants in Action:

Opko Health Inc.
Alpha Capital Anstalt
ATG Capital LLC
Frost Gamma Investments Trust
GRQ Consultants, Inc.
HS Contrarian Investments, LLC
Grander Holdings, Inc.
Melechdavid, Inc.
Stetson Capital Investments, Inc.
Southern Biotech, Inc.
Barry C. Honig
John Stetson
John H. Ford
Michael Brauser
Brian Keller
John R. O'Rourke III
Robert Ladd
Phillip Frost
Mark Groussman