Defendant Name: Elliot Maza

Defendant Type: Individual

Document Reference: court_doc363_18-cv-08175

Document Details

Legal Case Name SEC v. Barry C. Honig, John Stetson, Michael Brauser, John R. O'Rourke III, Mark Groussman, Phillip Frost, Robert Ladd, Elliot Maza, Brian Keller, John H. Ford, Fil Alpha Capital Anstalt, ATG Capital LLC, Frost Gamma Investments Trust, GRQ Consultants, Inc., HS Contrarian Investments, LLC, Grander Holdings, Inc., Melechdavid, Inc., OPKO Health, Inc., Southern Biotech, Inc., and Stetson Capital Investments Inc.
Document Name Final Judgment as to Defendant Elliot Maza
Document Date 25-Apr-2025
Document Format Civil Proceeding
Case Number 18-cv-08175
Federal District Court New York, Southern District of New York
Federal District Judge Edgardo Ramos
Allegation Type Market Manipulation
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Bars:
  • Bar from acting as Director or Officer of a public company (of unspecified duration)
  • Bar from participating in any penny stock offering (of permanent duration)
Monetary Penalties:

Civil Penalty

Individual:     $578,095.00 Shared:    

Related Documents:

comp24262 07-Sep-2018 Complaint
Complaint and Jury Demand
comp24431 08-Mar-2019 Complaint
First Amended Complaint and Jury Demand
court_doc110_18-cv-08175 27-Mar-2019 Court Docket Document
Judgment as to Defendant Elliot Maza
comp24771 16-Mar-2020 Complaint
Second Amended Complaint and Jury Demand

Related Actions:

In the Matter of Elliot Maza, Esq., CPA
Elliot Maza