Defendant Name: Navistar International Corporation

Defendant Type: Public Company
SIC Code: 3713
CUSIP: 63934E10

Initial Case Details

Legal Case Name In the Matter of Navistar International Corporation, Daniel C. Ustian, Robert C. Lannert, Thomas M. Akers, Jr., James W. Mcintosh, James J. Stanaway, Ernest A. Stinsa, Michael J. SchultzIn the Matter of Navistar International Corporation, Daniel C. Ustian, Robert C. Lannert, Thomas M. Akers, Jr., James W. Mcintosh, James J. Stanaway, Ernest A. Stinsa, Michael J. Schultz
First Document Date 05-Aug-2010
Initial Filing Format Administrative Action
File Number 3-13994
Allegation Type Issuer Reporting and Disclosure
AAER 3165

Violations Alleged

Exchange Act
• Rule 12b-20
• Sec 13(a)
• Rule 13a-1
• Rule 13a-13
• Sec 13(b)(2)(A)
• Sec 13(b)(2)(B)
Additionally, Thomas M. Akers, Jr. is alleged to have caused Navistar International Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
James J. Stanaway is alleged to have caused Navistar International Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Ernest A. Stinsa is alleged to have caused Navistar International Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Michael J. Schultz is alleged to have caused Navistar International Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Daniel C. Ustian is alleged to have caused Navistar International Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Robert C. Lannert is alleged to have caused Navistar International Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
James W. McIntosh is alleged to have caused Navistar International Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 05-Aug-2010

Related Documents:

33-9132 05-Aug-2010 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and Section 21c of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-And-Desist Order
On August 5, 2010, the SEC instituted a settled administrative proceeding against Navistar International Corporation and other respondents. According to the SEC: "This is a financial fraud, reporting, and internal controls case against Navistar, a Fortune 200 manufacturer of commercial trucks and engines, and certain current and former employees."

Other Defendants in Action:

Daniel C. Ustian
Robert C. Lannert
Thomas M. Akers, Jr.
James J. Stanaway
Ernest A. Stinsa
Michael J. Schultz
James W. McIntosh

Related Actions:

In the Matter of Mark T. Schwetschenau
Mark T. Schwetschenau
SEC v. Mark T. Schwetschenau
Mark T. Schwetschenau
SEC v. James W. McIntosh, Thomas M. Akers, Jr., James J. Stanaway, Ernest A. Stinsa, and Michael J. Schultz
James W. McIntosh
Michael J. Schultz
Thomas M. Akers, Jr.
James J. Stanaway
Ernest A. Stinsa