Defendant Name: James W. McIntosh

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Navistar International Corporation, Daniel C. Ustian, Robert C. Lannert, Thomas M. Akers, Jr., James W. Mcintosh, James J. Stanaway, Ernest A. Stinsa, Michael J. SchultzIn the Matter of Navistar International Corporation, Daniel C. Ustian, Robert C. Lannert, Thomas M. Akers, Jr., James W. Mcintosh, James J. Stanaway, Ernest A. Stinsa, Michael J. Schultz
First Document Date 05-Aug-2010
Initial Filing Format Administrative Action
File Number 3-13994
Allegation Type Issuer Reporting and Disclosure
AAER 3165

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a)(2)
• Sec 17(a)(3)
Other
• Rule 13b2-1 Exchange Act
Additionally, James J. Stanaway is alleged to have caused James W. McIntosh's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
James J. Stanaway is alleged to have caused James W. McIntosh's violation of Sec 17(a) (Not specified) of the Securities Act.

Related Violations Alleged

James W. McIntosh is alleged to have caused Navistar International Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 05-Aug-2010

Related Documents:

33-9132 05-Aug-2010 Administrative Proceeding
Order Instituting Cease-And-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-And-Desist Order

Other Defendants in Action:

Navistar International Corporation
Daniel C. Ustian
Robert C. Lannert
Thomas M. Akers, Jr.
James J. Stanaway
Ernest A. Stinsa
Michael J. Schultz

Related Actions:

In the Matter of Mark T. Schwetschenau
Mark T. Schwetschenau
SEC v. Mark T. Schwetschenau
Mark T. Schwetschenau
SEC v. James W. McIntosh, Thomas M. Akers, Jr., James J. Stanaway, Ernest A. Stinsa, and Michael J. Schultz
James W. McIntosh
Michael J. Schultz
Thomas M. Akers, Jr.
James J. Stanaway
Ernest A. Stinsa