Defendant Name: James J. Stanaway

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. James W. McIntosh, Thomas M. Akers, Jr., James J. Stanaway, Ernest A. Stinsa, and Michael J. Schultz
First Document Date 04-Aug-2010
Initial Filing Format Civil Proceeding
Case Number 10-cv-04903
Allegation Type Issuer Reporting and Disclosure
Federal District Court Illinois, Northern District of Illinois

Affiliations

Violations Alleged

Securities Act
Sec 17(a)(2)
Sec 17(a)(3)
Other
Rule 13b2-1 Exchange Act

Resolutions

First Resolution Date
Headline Total Penalty and Disgorgement $50,000

Related Documents:

complaint_10-cv-04903 04-Aug-2010 Complaint
Complaint
court_doc15_10-cv-04903 18-Aug-2010 Court Docket Document
Final Judgment as to Defendant James J. Stanaway

Other Defendants in Action:

Related Actions:

In the Matter of Navistar International Corporation, Daniel C. Ustian, Robert C. Lannert, Thomas M. Akers, Jr., James W. Mcintosh, James J. Stanaway, Ernest A. Stinsa, Michael J. SchultzIn the Matter of Navistar International Corporation, Daniel C. Ustian, Robert C. Lannert, Thomas M. Akers, Jr., James W. Mcintosh, James J. Stanaway, Ernest A. Stinsa, Michael J. Schultz
In the Matter of Mark T. Schwetschenau
SEC v. Mark T. Schwetschenau