Securities Enforcement Empirical Database (SEED)

Defendant Name: Daniel C. Ustian

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Navistar International Corporation, Daniel C. Ustian, Robert C. Lannert, Thomas M. Akers, Jr., James W. Mcintosh, James J. Stanaway, Ernest A. Stinsa, Michael J. SchultzIn the Matter of Navistar International Corporation, Daniel C. Ustian, Robert C. Lannert, Thomas M. Akers, Jr., James W. Mcintosh, James J. Stanaway, Ernest A. Stinsa, Michael J. Schultz

First Document Date 05-Aug-2010

Initial Filing Format Administrative Action

File Number 3-13994

Allegation Type Issuer Reporting and Disclosure

AAER 3165

Affiliations

Current: Director—Chairman at Navistar International Corp. (From February 2004)
Current: CEO at Navistar International Corp. (From February 2003)
Current: President at Navistar International Corp. (From April 2002)
Current: COO at Navistar International Corp. (From April 2002)
Former: President of the Engine Division at Navistar International Corp. (1999—April 2002)

Violations Alleged

Related Violations Alleged

Daniel C. Ustian is alleged to have caused Navistar International Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 05-Aug-2010

Other Defendants in Action:

Navistar International Corporation

Robert C. Lannert

Thomas M. Akers, Jr.

James J. Stanaway

Ernest A. Stinsa

Michael J. Schultz

James W. McIntosh

Related Actions:

In the Matter of Mark T. Schwetschenau

Mark T. Schwetschenau

SEC v. Mark T. Schwetschenau