Defendant Name: Daniel C. Ustian

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Navistar International Corporation, Daniel C. Ustian, Robert C. Lannert, Thomas M. Akers, Jr., James W. Mcintosh, James J. Stanaway, Ernest A. Stinsa, Michael J. SchultzIn the Matter of Navistar International Corporation, Daniel C. Ustian, Robert C. Lannert, Thomas M. Akers, Jr., James W. Mcintosh, James J. Stanaway, Ernest A. Stinsa, Michael J. Schultz
First Document Date 05-Aug-2010
Initial Filing Format Administrative Action
File Number 3-13994
Allegation Type Issuer Reporting and Disclosure
AAER 3165

Affiliations

Violations Alleged

Related Violations Alleged

Daniel C. Ustian is alleged to have caused Navistar International Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 05-Aug-2010

Related Documents:

33-9132 05-Aug-2010 Administrative Proceeding
Order Instituting Cease-And-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-And-Desist Order

Other Defendants in Action:

Related Actions:

In the Matter of Mark T. Schwetschenau
SEC v. Mark T. Schwetschenau
SEC v. James W. McIntosh, Thomas M. Akers, Jr., James J. Stanaway, Ernest A. Stinsa, and Michael J. Schultz