Defendant Name: Sajeev Menon

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Saba Software, Inc., Patrick Farrell and Sajeev Menon
First Document Date 24-Sep-2014
Initial Filing Format Administrative Action
File Number 3-16159
Allegation Type Issuer Reporting and Disclosure
AAER 3583

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Sec 13(b)(5)
Securities Act
• Sec 17(a)(1)
• Sec 17(a)(2)
• Sec 17(a)(3)
Other
• Rule 13b2-1 Exchange Act

Related Violations Alleged

Sajeev Menon is alleged to have caused Saba Software, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Sajeev Menon is alleged to have caused Saba Software, Inc.'s violation of Sec 13(a) of the Exchange Act.
Sajeev Menon is alleged to have caused Saba Software, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Sajeev Menon is alleged to have caused Saba Software, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Sajeev Menon is alleged to have caused Saba Software, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Sajeev Menon is alleged to have caused Saba Software, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Sajeev Menon is alleged to have caused Saba Software, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 24-Sep-2014
Headline Total Penalty and Disgorgement $1,904,638

Related Documents:

33-9654 24-Sep-2014 Administrative Proceeding
Order Instituting Cease-And-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21c of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-And-Desist Order

Other Defendants in Action:

Saba Software, Inc.
Patrick Farrell

Related Actions:

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