Defendant Name: William Slater

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of William Slater, CPA and Peter E. Williams, III
First Document Date 10-Feb-2015
Initial Filing Format Administrative Action
File Number 3-16381
Allegation Type Issuer Reporting and Disclosure
AAER 3636

Affiliations

Violations Alleged

Other
• Sec 304(a) Sarbanes-Oxley Act

Resolutions

First Resolution Date 10-Feb-2015
Headline Total Penalty and Disgorgement $479,367

Related Documents:

34-74240 10-Feb-2015 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

Other Defendants in Action:

Peter E. Williams, III

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