Defendant Name:
Peter E. Williams, III
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of William Slater, CPA and Peter E. Williams, III
First Document Date
10-Feb-2015
Initial Filing Format
Administrative Action
File Number
3-16381
Allegation Type
Issuer Reporting and Disclosure
AAER
3636
Affiliations
- Former: CFO at Saba Software, Inc. (March 2004—July 2007)
- Former: Interim Principal Accounting Officer at Saba Software, Inc. (October 27, 2011—January 7, 2012)
Violations Alleged
•
Sec 304(a) Sarbanes-Oxley Act
Resolutions
First Resolution Date
10-Feb-2015
Headline Total Penalty and Disgorgement
$479,367
Other Defendants in Action:
