Defendant Name: Bobby Yazdani

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Babak ("Bobby") Yazdani
First Document Date 24-Sep-2014
Initial Filing Format Administrative Action
File Number 3-16160
Allegation Type Issuer Reporting and Disclosure
AAER 3584


Violations Alleged

Section 304 Sarbanes-Oxley Act


First Resolution Date 24-Sep-2014
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

34-73201 24-Sep-2014 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order

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