Defendant Name:
William Slater
Defendant Type:
Individual
Document Reference:
34-74240
Document Details
Legal Case Name
In the Matter of William Slater, CPA and Peter E. Williams, III
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
10-Feb-2015
Document Format
Administrative Proceeding
AAER
3636
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Respondent Slater shall, within 30 days of the entry of this Order, reimburse Saba for a total of $337,375 pursuant to Section 304(a) of SOX.
Monetary Penalties:
Clawback reimbursement
Individual:
$337,375.00
Shared:
Other Defendants in Action:
