Defendant Name:
Wayne Breedon
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Ramy Y. El-Batrawi, GenesisIntermedia, Inc., Ultimate Holdings, Ltd., Adnan M. Khashoggi, Richard J. Evangelista, Wayne Breedon, and Douglas E. Jacobson
First Document Date
13-Apr-2006
Initial Filing Format
Civil Proceeding
Case Number
06-cv-02247
Allegation Type
Market Manipulation
Federal District Court
California, Central District of California
Affiliations
- Former: Head of Stock Loan Department at Deutsche Bank Securities Limited (Until April 2002)
Violations Alleged
•
Sec 17(a) (Not specified)
Resolutions
First Resolution Date
01-Apr-2010
Headline Total Penalty and Disgorgement
$82,620
Other Defendants in Action:
