Defendant Name: Kenneth P. D'Angelo

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Kenneth P. D'Angelo and RBF International, Inc.
First Document Date 11-Sep-2003
Initial Filing Format Civil Proceeding
Case Number 03-cv-06499
Allegation Type Broker Dealer
Federal District Court California, Central District of California


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a) (Not specified)


First Resolution Date 25-May-2004
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

complaint_03-cv-06499 11-Sep-2003 Complaint
court_doc9_03-cv-06499 25-May-2004 Court Docket Document
Partial Judgment of Permanent Injunction and Other Relief as to Defendants Kenneth P. D'Angelo and RBF International, Inc.
court_doc13_03-cv-06499 09-May-2011 Court Docket Document
Final Judgment

Other Defendants in Action:

Related Actions:

SEC v. Ramy Y. El-Batrawi, GenesisIntermedia, Inc., Ultimate Holdings, Ltd., Adnan M. Khashoggi, Richard J. Evangelista, Wayne Breedon, and Douglas E. Jacobson
In the Matter of Richard J. Evangelista
SEC v. Courtney D. Smith