Defendant Name:
Kenneth P. D'Angelo
Defendant Type:
Individual
Document Reference:
court_doc13_03-cv-06499
Document Details
Legal Case Name
SEC v. Kenneth P. D'Angelo and RBF International, Inc.
Document Name
Final Judgment
Document Date
09-May-2011
Document Format
Civil Proceeding
Case Number
03-cv-06499
Federal District Court
California, Central District of California
Federal District Judge
Christina A. Snyder
Allegation Type
Broker Dealer
Disgorgement & Penalty Information
Resolutions
"Based on Defendant Kenneth P. D’Angelo’s sworn representations in his Statement of Financial Condition dated October 12, 2010, and other documents and information submitted to the Commission, however, the Court is not ordering Defendant to pay a civil penalty and payment of the disgorgement and prejudgment interest thereon is waived."
Monetary Penalties:
Disgorgement
Individual:
Shared:
$4,800,000.00
Shared with: RBF International, Inc.
Pre-Judgment Interest
Individual:
Shared:
$4,800,000.00
Shared with: RBF International, Inc.
Total Penalty
Individual:
Shared:
$9,600,000.00
Shared with: RBF International, Inc.
Other Defendants in Action:
