Defendant Name: Richard J. Evangelista

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Richard J. Evangelista
First Document Date 02-Apr-2010
Initial Filing Format Administrative Action
File Number 3-13842
Allegation Type Market Manipulation


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a) (Not specified)


First Resolution Date

Related Documents:

34-61832 02-Apr-2010 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions

Related Actions:

SEC v. Ramy Y. El-Batrawi, GenesisIntermedia, Inc., Ultimate Holdings, Ltd., Adnan M. Khashoggi, Richard J. Evangelista, Wayne Breedon, and Douglas E. Jacobson
SEC v. Kenneth P. D'Angelo and RBF International, Inc.
SEC v. Courtney D. Smith