Defendant Name: RBF International, Inc.

Defendant Type: Other

Initial Case Details

Legal Case Name SEC v. Kenneth P. D'Angelo and RBF International, Inc.
First Document Date 11-Sep-2003
Initial Filing Format Civil Proceeding
Case Number 03-cv-06499
Allegation Type Broker Dealer
Federal District Court California, Central District of California

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a) (Not specified)

Resolutions

First Resolution Date 25-May-2004
Headline Total Penalty and Disgorgement $9,600,000

Related Documents:

complaint_03-cv-06499 11-Sep-2003 Complaint
Complaint
LR-18344 11-Sep-2003 Litigation Release
SEC Files Fraud Charges Arising Out of $130 Million Stock Lending and Manipulation Scheme
court_doc9_03-cv-06499 25-May-2004 Court Docket Document
Partial Judgment of Permanent Injunction and Other Relief as to Defendants Kenneth P. D'Angelo and RBF International, Inc.
court_doc13_03-cv-06499 09-May-2011 Court Docket Document
Final Judgment

Other Defendants in Action:

Kenneth P. D'Angelo

Related Actions:

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GenesisIntermedia, Inc.
Ultimate Holdings, Ltd.
Adnan M. Khashoggi
Douglas E. Jacobson
Richard J. Evangelista
Wayne Breedon
Ramy Y. El-Batrawi
In the Matter of Richard J. Evangelista
Richard J. Evangelista
SEC v. Courtney D. Smith
Courtney D. Smith