Defendant Name:
Richard J. Evangelista
Defendant Type:
Individual
Document Reference:
34-61832
Document Details
Legal Case Name
In the Matter of Richard J. Evangelista
Document Name
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions
Document Date
02-Apr-2010
Document Format
Administrative Proceeding
Allegation Type
Market Manipulation
Disgorgement & Penalty Information
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)
