Defendant Name: Mark Nevdahl

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Heart Tronics, Inc. , Mitchell Jay Stein, Willie James Gault, J. Rowland Perkins, II, Martin Bert Carter, Mark Crosby Nevdahl, and Ryan Allan Rauch, Defendants, Tracey Hampton-Stein, Arc Finance Group, LLC, ARC Blind Trust, THS Blind Trust, Jaymi Blind Trust, Oak Tree Investments Blind Trust, WBT Investments Blind Trust, Catch 83 General Partnership, and Five Investments Partnership, Relief Defendants.
First Document Date 20-Dec-2011
Initial Filing Format Civil Proceeding
Case Number 11-cv-01962
Allegation Type Issuer Reporting and Disclosure
Federal District Court California, Central District of California


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Sec 20(e)
Securities Act
Sec 17(a)(1)
Sec 17(a)(3)

Related Violations Alleged

Mark Nevdahl is alleged to have aided and abetted Mitchell J. Stein's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).


First Resolution Date 28-Aug-2014
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

comp22204 20-Dec-2011 Complaint
court_doc4_11-cv-01962 28-Aug-2014 Court Docket Document
Final Judgment as to Defendant Mark Crosby Nevdahl

Other Defendants in Action:

Related Actions:

In the Matter of Mitchell J. Stein