Defendant Name: THS Blind Trust

Defendant Type: Other

Initial Case Details

Legal Case Name SEC v. Heart Tronics, Inc. , Mitchell Jay Stein, Willie James Gault, J. Rowland Perkins, II, Martin Bert Carter, Mark Crosby Nevdahl, and Ryan Allan Rauch, Defendants, Tracey Hampton-Stein, Arc Finance Group, LLC, ARC Blind Trust, THS Blind Trust, Jaymi Blind Trust, Oak Tree Investments Blind Trust, WBT Investments Blind Trust, Catch 83 General Partnership, and Five Investments Partnership, Relief Defendants.
First Document Date 20-Dec-2011
Initial Filing Format Civil Proceeding
Case Number 11-cv-01962
Allegation Type Issuer Reporting and Disclosure
Federal District Court California, Central District of California

Resolutions

First Resolution Date

Related Documents:

comp22204 20-Dec-2011 Complaint
Complaint
According to the SEC: "Between December 2005 and December 2008, defendant Mitchell J. Stein ("Stein"), the purported outside counsel of defendant Heart Tronics, Inc. (flk/a Signalife, Inc. and Recom Managed Systems, Inc.) ("Heart Tronics" or the "Company") and husband of its majority shareholder, orchestrated a brazen series of frauds designed to inflate the price ofHeart Tronics stock so that he could profit from selling its securities to investors."
court_doc1_11-cv-01962 08-Dec-2014 Court Docket Document
Final Judgment as to Relief Defendant Tracey Hampton-Stein And Relief Defendants ARC Finance Group, LLC, ARC Blind Trust, THS Blind Trust, Jaymi Blind Trust, Oak Tree Investments Blind Trust, and WBT Investments Blind Trust

Other Defendants in Action:

Heart Tronics, Inc.
Mitchell J. Stein
Martin Bert Carter
Willie Gault
Mark Nevdahl
J. Rowland Perkins
Tracey Hampton-Stein
Arc Blind Trust
Arc Finance Group, LLC
Jaymi Blind Trust
Oak Tree Investments Blind Trust
WBT Investments Blind Trust
Catch 83 General Partnership
Five Investments Partnership
Ryan Allan Rauch

Related Actions:

In the Matter of Mitchell J. Stein
Mitchell J. Stein