Defendant Name: Mitchell J. Stein

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Mitchell J. Stein
First Document Date 15-May-2015
Initial Filing Format Administrative Action
File Number 3-16539
Allegation Type Issuer Reporting and Disclosure

Affiliations

Resolutions

Bars:
First Resolution Date 15-May-2015

Related Documents:

34-74978 15-May-2015 Administrative Proceeding
Order of Suspension Pursuant to Rule 102(e)(2) of the Commission's Rules of Practice

Related Actions:

SEC v. Heart Tronics, Inc. , Mitchell Jay Stein, Willie James Gault, J. Rowland Perkins, II, Martin Bert Carter, Mark Crosby Nevdahl, and Ryan Allan Rauch, Defendants, Tracey Hampton-Stein, Arc Finance Group, LLC, ARC Blind Trust, THS Blind Trust, Jaymi Blind Trust, Oak Tree Investments Blind Trust, WBT Investments Blind Trust, Catch 83 General Partnership, and Five Investments Partnership, Relief Defendants.
Heart Tronics, Inc.
Mitchell J. Stein
Martin Bert Carter
Willie Gault
Mark Nevdahl
J. Rowland Perkins
Tracey Hampton-Stein
Arc Blind Trust
Arc Finance Group, LLC
THS Blind Trust
Jaymi Blind Trust
Oak Tree Investments Blind Trust
WBT Investments Blind Trust
Catch 83 General Partnership
Five Investments Partnership
Ryan Allan Rauch
In the Matter of Mitchell J. Stein
Mitchell J. Stein
In the Matter of Mark Crosby Nevdahl
Mark Nevdahl