Defendant Name:
Ryan Allan Rauch
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Heart Tronics, Inc. , Mitchell Jay Stein, Willie James Gault, J. Rowland Perkins, II, Martin Bert Carter, Mark Crosby Nevdahl, and Ryan Allan Rauch, Defendants, Tracey Hampton-Stein, Arc Finance Group, LLC, ARC Blind Trust, THS Blind Trust, Jaymi Blind Trust, Oak Tree Investments Blind Trust, WBT Investments Blind Trust, Catch 83 General Partnership, and Five Investments Partnership, Relief Defendants.
First Document Date
20-Dec-2011
Initial Filing Format
Civil Proceeding
Case Number
11-cv-01962
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
California, Central District of California
Affiliations
- Former: Investor Relations Consultant at Heart Tronics, Inc. (January 30, 2008—April 2008)
Violations Alleged
•
Section 17(b) Securities Act
Resolutions
Bars:
- Bar from participating in any penny stock offering for 3 years
First Resolution Date
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
