Defendant Name:
Mark Nevdahl
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Mark Crosby Nevdahl
First Document Date
05-Sep-2014
Initial Filing Format
Administrative Action
File Number
3-16056
Allegation Type
Issuer Reporting and Disclosure
Affiliations
- Former: Broker/Registered Representative at an unidentified individual or entity (November 1984—December 2011)
Resolutions
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization for 6 months
- Bar from participating in any penny stock offering for 6 months
- Prohibited from serving in various capacities for an advisory board, investment adviser or depositor of, or principal underwriter for, a registered investment company or affiliated person of such investment adviser, depositor, or principal underwriter for 6 months
First Resolution Date
05-Sep-2014
