Defendant Name: Mitchell J. Stein

Defendant Type: Individual

Document Reference: 34-74978

Document Details

Legal Case Name In the Matter of Mitchell J. Stein
Document Name Order of Suspension Pursuant to Rule 102(e)(2) of the Commission's Rules of Practice
Document Date 15-May-2015
Document Format Administrative Proceeding
File Number 3-16539
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
None Specified
Bars:
  • Bar on practicing before the SEC as an Attorney (of unspecified duration)

Related Actions:

SEC v. Heart Tronics, Inc. , Mitchell Jay Stein, Willie James Gault, J. Rowland Perkins, II, Martin Bert Carter, Mark Crosby Nevdahl, and Ryan Allan Rauch, Defendants, Tracey Hampton-Stein, Arc Finance Group, LLC, ARC Blind Trust, THS Blind Trust, Jaymi Blind Trust, Oak Tree Investments Blind Trust, WBT Investments Blind Trust, Catch 83 General Partnership, and Five Investments Partnership, Relief Defendants.
Heart Tronics, Inc.
Mitchell J. Stein
Martin Bert Carter
Willie Gault
Mark Nevdahl
J. Rowland Perkins
Tracey Hampton-Stein
Arc Blind Trust
Arc Finance Group, LLC
THS Blind Trust
Jaymi Blind Trust
Oak Tree Investments Blind Trust
WBT Investments Blind Trust
Catch 83 General Partnership
Five Investments Partnership
Ryan Allan Rauch
In the Matter of Mitchell J. Stein
Mitchell J. Stein
In the Matter of Mark Crosby Nevdahl
Mark Nevdahl