Defendant Name:
David R. Gibson
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of David R. Gibson
First Document Date
19-Sep-2019
Initial Filing Format
Administrative Action
File Number
3-19473
Allegation Type
Issuer Reporting and Disclosure
AAER
4079
Affiliations
- Former: CFO at Wilmington Trust Corporation (2002—July 2011)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
David R. Gibson is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 12b-20 of the Exchange Act.
David R. Gibson is alleged to have aided and abetted Wilmington Trust Corporation's violation of Sec 13(a) of the Exchange Act.
David R. Gibson is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 13a-1 of the Exchange Act.
David R. Gibson is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 13a-11 of the Exchange Act.
David R. Gibson is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 13a-13 of the Exchange Act.
David R. Gibson is alleged to have aided and abetted Wilmington Trust Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
David R. Gibson is alleged to have aided and abetted Wilmington Trust Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant (of unspecified duration)
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)
First Resolution Date
