Defendant Name: Kevyn N. Rakowski

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. David R. Gibson, Robert V.A. Harra, Jr., Kevyn N. Rakowski, and William B. North
First Document Date 06-May-2015
Initial Filing Format Civil Proceeding
Case Number 15-cv-00363
Allegation Type Issuer Reporting and Disclosure
Federal District Court Delaware, District of Delaware

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 12b-20
Sec 13(a)
Rule 13a-1
Rule 13a-11
Rule 13a-13
Sec 13(b)(2)(A)
Sec 13(b)(2)(B)
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Other
Rule 13b2-1 Exchange Act

Related Violations Alleged

Kevyn N. Rakowski is alleged to have aided and abetted David R. Gibson's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Kevyn N. Rakowski is alleged to have aided and abetted Robert V.A. Harra, Jr.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).

Resolutions

First Resolution Date 25-Jun-2015

Related Documents:

comp-pr2015-81 06-May-2015 Complaint
Complaint
court_doc22_15-cv-00363 25-Jun-2015 Court Docket Document
Order
court_doc34_15-cv-00363 17-Sep-2019 Court Docket Document
Final Judgment as to Kevyn N. Rakowski

Other Defendants in Action:

Related Actions:

In the Matter of Wilmington Trust Corporation
In the Matter of David R. Gibson
In the Matter of Kevyn N. Rakowski, CPA