Defendant Name:
Kevyn N. Rakowski
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. David R. Gibson, Robert V.A. Harra, Jr., Kevyn N. Rakowski, and William B. North
First Document Date
06-May-2015
Initial Filing Format
Civil Proceeding
Case Number
15-cv-00363
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Delaware, District of Delaware
Affiliations
- Former: Controller/Comptroller at Wilmington Trust Corporation (2006—2011)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Kevyn N. Rakowski is alleged to have aided and abetted
David R. Gibson's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Kevyn N. Rakowski is alleged to have aided and abetted
Robert V.A. Harra, Jr.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
First Resolution Date
25-Jun-2015
Headline Total Penalty and Disgorgement
$44,336
Other Defendants in Action:
