Defendant Name:
Kevyn N. Rakowski
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Kevyn N. Rakowski, CPA
First Document Date
19-Sep-2019
Initial Filing Format
Administrative Action
File Number
3-19470
Allegation Type
Issuer Reporting and Disclosure
AAER
4078
Affiliations
- Former: Controller/Comptroller at Wilmington Trust Corporation (2006—2011)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 12b-20 of the Exchange Act.
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Sec 13(a) of the Exchange Act.
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 13a-1 of the Exchange Act.
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 13a-11 of the Exchange Act.
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 13a-13 of the Exchange Act.
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Kevyn N. Rakowski is alleged to have aided and abetted Wilmington Trust Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant (of unspecified duration)
First Resolution Date
