Defendant Name:
David R. Gibson
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. David R. Gibson, Robert V.A. Harra, Jr., Kevyn N. Rakowski, and William B. North
First Document Date
06-May-2015
Initial Filing Format
Civil Proceeding
Case Number
15-cv-00363
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Delaware, District of Delaware
Affiliations
- Former: CFO at Wilmington Trust Corporation (2002—July 2011)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Additionally,
Kevyn N. Rakowski is alleged to have aided and abetted David R. Gibson's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
William B. North is alleged to have aided and abetted David R. Gibson's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Related Violations Alleged
David R. Gibson is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
David R. Gibson is alleged to have aided and abetted No Specified Entity's violation of Rule 12b-20 of the Exchange Act.
David R. Gibson is alleged to have aided and abetted Wilmington Trust Corporation's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
David R. Gibson is alleged to have aided and abetted No Specified Entity's violation of Sec 13(a) of the Exchange Act.
David R. Gibson is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
David R. Gibson is alleged to have aided and abetted No Specified Entity's violation of Rule 13a-1 of the Exchange Act.
David R. Gibson is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
David R. Gibson is alleged to have aided and abetted No Specified Entity's violation of Rule 13a-11 of the Exchange Act.
David R. Gibson is alleged to have aided and abetted Wilmington Trust Corporation's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
David R. Gibson is alleged to have aided and abetted No Specified Entity's violation of Rule 13a-13 of the Exchange Act.
David R. Gibson is alleged to have aided and abetted Wilmington Trust Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
David R. Gibson is alleged to have aided and abetted No Specified Entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
David R. Gibson is alleged to have aided and abetted Wilmington Trust Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
David R. Gibson is alleged to have aided and abetted No Specified Entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
25-Jun-2015
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
