Defendant Name: Brian S. Moore

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Brian S. Moore
First Document Date 30-Jan-2012
Initial Filing Format Civil Proceeding
Case Number 12-cv-00061
Allegation Type Issuer Reporting and Disclosure
Federal District Court Indiana, Northern District of Indiana

Affiliations

Violations Alleged

Other
• Sec 304(a) Sarbanes-Oxley Act

Resolutions

First Resolution Date
Headline Total Penalty and Disgorgement $450,000

Related Documents:

complaint_12-cv-00061 30-Jan-2012 Complaint
Complaint
court_doc3_12-cv-00061 01-Feb-2012 Court Docket Document
Final Judgment as to Defendant Brian S. Moore

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