Defendant Name:
Lynne Norman
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Lynne Norman
First Document Date
07-Feb-2012
Initial Filing Format
Administrative Action
File Number
3-14753
Allegation Type
Issuer Reporting and Disclosure
AAER
3365
Affiliations
- Former: Controller/Comptroller at Thornton Precision Components, Limited (1989—2008)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Lynne Norman is alleged to have aided and abetted Thornton Precision Components, Limited's violation of Rule 12b-20 of the Exchange Act.
Lynne Norman is alleged to have aided and abetted Thornton Precision Components, Limited's violation of Sec 13(a) of the Exchange Act.
Lynne Norman is alleged to have aided and abetted Thornton Precision Components, Limited's violation of Rule 13a-1 of the Exchange Act.
Lynne Norman is alleged to have aided and abetted Thornton Precision Components, Limited's violation of Rule 13a-13 of the Exchange Act.
Lynne Norman is alleged to have aided and abetted Thornton Precision Components, Limited's violation of Sec 13(b)(2)(A) of the Exchange Act.
Lynne Norman is alleged to have aided and abetted Thornton Precision Components, Limited's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant (of unspecified duration)
First Resolution Date
07-Feb-2012
