Defendant Name:
Shaun P. Whiteley
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Shaun P. Whiteley
First Document Date
07-Feb-2012
Initial Filing Format
Administrative Action
File Number
3-14754
Allegation Type
Issuer Reporting and Disclosure
AAER
3366
Affiliations
- Former: Management Accountant at Thornton Precision Components, Limited (1997—October 2006)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Shaun P. Whiteley is alleged to have aided and abetted Thornton Precision Components, Limited's violation of Rule 12b-20 of the Exchange Act.
Shaun P. Whiteley is alleged to have aided and abetted Thornton Precision Components, Limited's violation of Sec 13(a) of the Exchange Act.
Shaun P. Whiteley is alleged to have aided and abetted Thornton Precision Components, Limited's violation of Rule 13a-1 of the Exchange Act.
Shaun P. Whiteley is alleged to have aided and abetted Thornton Precision Components, Limited's violation of Rule 13a-13 of the Exchange Act.
Shaun P. Whiteley is alleged to have aided and abetted Thornton Precision Components, Limited's violation of Sec 13(b)(2)(A) of the Exchange Act.
Shaun P. Whiteley is alleged to have aided and abetted Thornton Precision Components, Limited's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant (of unspecified duration)
First Resolution Date
07-Feb-2012
