Defendant Name:
Richard J. Senior
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Richard J. Senior, Matthew Bell, Lynne Norman and Shaun P. Whiteley
First Document Date
30-Jan-2012
Initial Filing Format
Civil Proceeding
Case Number
12-cv-00060
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Indiana, Northern District of Indiana
Affiliations
- Former: Senior Vice President at Symmetry Medical, Inc. (June 2003—September 2007)
- Former: Senior Vice President at Thornton Precision Components, Limited (June 2003—September 2007)
- Former: General Manager at Symmetry Medical, Inc. (June 2003—September 2007)
- Former: General Manager at Thornton Precision Components, Limited (June 2003—September 2007)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Richard J. Senior is alleged to have aided and abetted Symmetry Medical, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Richard J. Senior is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Richard J. Senior is alleged to have aided and abetted Symmetry Medical, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Richard J. Senior is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Richard J. Senior is alleged to have aided and abetted Symmetry Medical, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Richard J. Senior is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Richard J. Senior is alleged to have aided and abetted Symmetry Medical, Inc.'s violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
Richard J. Senior is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Richard J. Senior is alleged to have aided and abetted Symmetry Medical, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Richard J. Senior is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Richard J. Senior is alleged to have aided and abetted Symmetry Medical, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Richard J. Senior is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of permanent duration)
First Resolution Date
01-Feb-2012
Headline Total Penalty and Disgorgement
$1,477,848
Other Defendants in Action:
