Defendant Name: eChapman, Inc.

Defendant Type: Public Company
SIC Code: 7375
CUSIP: 26830Q10

Initial Case Details

Legal Case Name SEC v. Nathan A. Chapman, Jr., eChapman, Inc. The Chapman Company, Chapman Capital Management, Inc., Earl U. Bravo, Sr., Demetris B. Brown and Daniel Baldwin, Jr.
First Document Date 26-Jun-2003
Initial Filing Format Civil Proceeding
Case Number 03-cv-01877
Allegation Type Issuer Reporting and Disclosure
Federal District Court Maryland, District of Maryland

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Rule 12b-20
• Sec 13(a)
• Rule 13a-1
• Rule 13a-13
Securities Act
• Sec 17(a) (Not specified)
Additionally, Nathan A. Chapman, Jr. is alleged to have aided and abetted eChapman, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Demetris B. Brown is alleged to have aided and abetted eChapman, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Nathan A. Chapman, Jr. is alleged to have aided and abetted eChapman, Inc.'s violation of Sec 13(a) of the Exchange Act.
Demetris B. Brown is alleged to have aided and abetted eChapman, Inc.'s violation of Sec 13(a) of the Exchange Act.
Nathan A. Chapman, Jr. is alleged to have aided and abetted eChapman, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Demetris B. Brown is alleged to have aided and abetted eChapman, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Nathan A. Chapman, Jr. is alleged to have aided and abetted eChapman, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Demetris B. Brown is alleged to have aided and abetted eChapman, Inc.'s violation of Rule 13a-13 of the Exchange Act.

Resolutions

First Resolution Date 09-Feb-2009

Related Documents:

court_doc1_03-cv-01877 26-Jun-2003 Complaint
Complaint
The Commission stated: "This matter involves a fraudulent scheme conducted by defendant Nathan A. Chapman, Jr., in connection with the June 2000 initial public offering ("IPO") of, and subsequent secondary market trading in, the common stock of eChapman.com, Inc. (now eChapman, Inc. or "ECMN"), a public company controlled by Chapman."
court_doc141_03-cv-01877 09-Feb-2009 Court Docket Document
Order
The Court ordered that: "Upon consideration of Plaintiff Securities and Exchange Commission's Motion to Dismiss . . . , all claims against defendants The Chapman Company and eChapman, Inc. are dismissed with prejudice."
LR-20919 02-Mar-2009 Litigation Release
Final Judgment Entered Against Demetrius B. Brown
On March 2, 2009, the SEC "announced that on February 10, 2009, the Honorable William D. Quarles, Jr. of the United States District Court for the District of Maryland, entered a Final Judgment that permanently enjoins Demetrius B. Brown from future violations of Section 13(a) of the Securities Exchange Act of 1934, and Rules 13a-1,13a-13, and 12b-20 thereunder; and orders Brown to pay a civil penalty in the amount of $15,000. Brown consented to the entry of the Final Judgment without admitting or denying the Commission's allegations."

Other Defendants in Action:

The Chapman Company
Chapman Capital Management, Inc.
Demetris B. Brown
Earl U. Bravo, Sr.
Nathan A. Chapman, Jr.
Daniel Baldwin, Jr.